Sr Associate - Compliance - Controls

Location NORTH CAROLINA, United States
Experience level Experienced Hire
Job details sector Life & Savings Insurance
Apply before Date not available

Provide oversight associated with controls, compliance, legal, and regulatory requirements for Life Operations.  

High-level responsibilities include: Conduct internal self-exams involving collection of data, assessment of controls, documentation of findings and recommendations. Assist with research on requests from incoming audits and exams from State Insurance Departments, Regulatory Agencies, ad AXA Internal Audit and Compliance.  Assess processes to recommend controls that will mitigate risk and streamline the process.


 
Basic:
• Strong analytical, investigative, and problem solving skills.
• Ability to assess risk and recommend adequate controls.
• Strength in process improvement.
• Ability to work independently and with various levels throughout the organization.
• Detail oriented with strong organizational skills.
• Intermediate Excel Knowledge.
• High level of professionalism.
 
Preferred:
Financial Services Industry or Insurance is a Plus.

NOTE: AXA participates in the E-Verify program.
 
In addition to competitive compensation and an outstanding benefits package including 401 (k) and medical programs, we offer the opportunity for continued professional development in a congenial corporate environment.
 
AXA is committed to providing equal employment opportunities to our employees, applicants and candidates based on individual qualifications, without regard to race, color, religion, gender, gender identity and expression, age, national origin, mental or physical disabilities, sexual orientation, veteran status, genetic information or any other class protected by federal, state and local laws.

AXA is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of the nation’s premier providers of life insurance and annuity products. The organization was established in 1859 and we are committed now more than ever to helping clients meet financial goals in all stages of their lives. One of the hallmarks of our proud heritage is providing world-class customer service.

We're always looking for smart and talented people to help us develop new and innovative ways to expand our product portfolio, reach new customers and serve well the clients already a part of the AXA family.