Investment Company/Investment Adviser Risk Manager

Location New York, United States
Experience level Experienced Hire
Job details sector Legal and Compliance
Apply before Permanent offer
  • Develop and maintain operational risk management plan for proprietary investment companies and investment advisory activities
  • Maintain awareness of new regulatory requirements relating to investment companies (e.g., liquidity, stress testing)
  • Coordinate risk management efforts across the business unit and company via a network of risk management contacts
  • Prepare risk management report and present to the boards of trustees of the proprietary funds
  • Proactively identify trends in control improvement opportunities through identified issues, risk assessments, etc.


  • Master’s Degree with preferred major of Business Administration or Computer Science
  • Thorough understanding of the operational and compliance aspects of investment companies and investment advisers
  • Ability to mentor and train more junior employees (compliance, operational, investment management); and some functional management of individual contributors
  • Understanding of risk management techniques
  • Ability to analyze data to identify trends and recommend a course of action
  • Excellent computer skills
  • 6+ years of experience in the asset management industry; compliance, systems, financial reporting and project management areas highly preferred


NOTE: AXA participates in the E-Verify program.
In addition to competitive compensation and an outstanding benefits package including 401 (k) and medical programs, we offer the opportunity for continued professional development in a congenial corporate environment.
AXA is committed to providing equal employment opportunities to our employees, applicants and candidates based on individual qualifications, without regard to race, color, religion, gender, gender identity and expression, age, national origin, mental or physical disabilities, sexual orientation, veteran status, genetic information or any other class protected by federal, state and local laws.

AXA is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of the nation’s premier providers of life insurance and annuity products. The organization was established in 1859 and we are committed now more than ever to helping clients meet financial goals in all stages of their lives. One of the hallmarks of our proud heritage is providing world-class customer service.

We're always looking for smart and talented people to help us develop new and innovative ways to expand our product portfolio, reach new customers and serve well the clients already a part of the AXA family.