Compliance Relationship Manager UK&I

Location SURREY, UNITED KINGDOM
Experience level Experienced Hire
Job details sector Legal and Compliance
Apply before 10/27/2021

An excellent opportunity has arisen to assist the Compliance Function in designing, strengthening and implementing a robust and effective Compliance framework and function across all business units within AXA Partners.  

The Compliance Relationship Manager will work as part of the Central Compliance team to provide advice and assistance to the business, help to implement policies and procedures and ensure delivery of the annual Compliance Plan. This role offers an amazing opportunity to work on various projects across all Geographies and Business Units. 

We understand how important work-life balance is and we absolutely embrace smart working so are extremely happy to talk about flexible options that suit your needs. 

This is a permanent full-time (35-hour) position based in Redhill with a salary of up to £75K.

Day-to-day Responsibilities 

  • Ensure continuous regulatory watch and translation of UK & Ireland regulations into clear and comprehensive guidance for business teams  

  • Help to ensure the roll out of centrally driven Compliance plan across all business units. 

  • Work with the Head of Compliance UK/I and ATI to maintain a strong presence in the business to ensure the development of robust Compliance culture. 

  • Provide support for the assessment and monitoring of Regulatory and Compliance risks.  

  • Work with the Head of Compliance and Central Team to ensure that internal policies and procedures related to regulatory compliance are reviewed at least annually, and are easily accessible to all employees. 

  • Support the Head of Compliance UK & ATI and the Compliance team in the effective oversight of 1st line activities and duties to ensure regulatory expectations are met to the best of our customers’ interest. 

  • Contribute to the communication and awareness of Compliance topics at the governance bodies of AXA Partners UK. 

  • Ensure appropriate escalation of issues and matters requiring approval.  

  • Involvement in Special Projects where required. 

 

As part of the Senior Managers’ & Certification Regime that aims at reducing potential harm and exposure to consumers and to strengthen market integrity by making individuals more accountable for their conduct and competence, we expect our all of our staff to act with integrity, due care, skill and diligence while always putting forward the interests of our customers and treating them fairly. 

 

 

About you … 

You are analytical with the ability to meet or exceed deadline, prioritise, multi-task and maintain flexibility in a fast-paced changing environment. 

This is a challenging role that will require a number of years of experience within a Compliance team in a regulated insurance company or advisory service. You will need to have a great knowledge and experience of the insurance regulatory framework (FCA, PRA, CBI) and understanding of Insurance products and distribution models. 

Your excellent organisation and communication skills will be essential when communicating with key stakeholders at all levels. Ability to influence with persuasive skills and a high level of personal integrity is a second nature to you. You’re happy to become immersed with internal policies, procedures and regulatory requirements and will always consider the needs of the customer first. 

At AXA, we’re proud to be committed to equal opportunities and welcome applications from all backgrounds. In order to apply, click ‘Apply Now’ and you’ll be able to upload your profile/CV from there. If you require an alternative method of applying, please send an email to andrea.yolland@axa-assistance.co.uk   

Your application will be reviewed by a member of our dedicated recruitment team, who will aim to get back to you as soon as they can. 

AXA Group is the world leader in insurance and asset management. We protect and advise our clients at every step in their lives, by offering products and services which satisfy their needs in the areas of insurance, personal protection, saving and asset management. AXA is the leading insurance brand worldwide, with over 100 million clients. We are transforming from payer to partner for our client, with a strong focus on risk prevention.


Our mission: Empower people to live a better life.

Our values: Customer First, Courage, Integrity and One AXA.


At AXA, we’re proud to be committed to equal opportunities and welcome applications from all backgrounds. In order to apply, click ‘Apply Now’ and you’ll be able to upload your profile/CV from there. If you require an alternative method of applying, please send an email to andrea.yolland@axa-assistance.co.uk   

Your application will be reviewed by a member of our dedicated recruitment team, who will aim to get back to you as soon as they can. 

 

AXA Partners is an AXA transversal business unit offering a wide range of solutions in assistance services, travel insurance and credit protection.

AXA Partners’ role is also to implement innovative solutions emerging from the AXA Innovation unit.

Combining passion with advanced expertise, we design and deliver worldwide solutions for partners and communities. We protect what matters, when it matters.

 

Group Personal Pension Plan

Life Assurance 4x salary

Private Healthcare benefit

25 days annual leave rising to 27 in one year increments

Free staff travel insurance

Staff motor breakdown scheme

Staff home emergency cover benefit

Discounted home insurance

Bonus

 

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