Compliance Analyst

Location LONDON, United Kingdom
Experience level Early Careers
Job details sector Legal and Compliance
Apply before Date not available

Job Purpose:

To act as Compliance Analyst for AXA Investment Manager’s 2 UK regulated entities.

Key Accountabilities:

- Providing compliance support to the UK Compliance Advisory Team, including the provision of pragmatic compliance advise to business partners in relation to the Firms’ conflict management activities and, where applicable, investment processes.

- Assisting in day to day compliance administration and oversight of local regulatory requirements, including the management of the Firms’ Restricted List and Code of Ethics tool

- Providing assistance in updating and continuous development of local policies and procedures

- Providing support to other teams within the wider UK Compliance team


Role Requirements:

- Good communication skills, both oral and in writing, with the ability to work on multiple tasks simultaneously

- A pragmatic and common sense approach to solving business problems.

- Flexible team approach

- Good judgment



Would you like to wake up every day driven and inspired by our noble mission and to work together as one global team to empower people to live a better life? Here at AXA we strive to lead the transformation of our industry. We are looking for talented individuals who come from varied backgrounds, think differently and want to be part of this exciting transformation by challenging the status quo so we can push AXA - a leading global brand and one of the most innovative companies in our industry - onto even greater things.

In a fast-evolving world and with a presence in 64 countries, our 166,000 employees and exclusive distributors anticipate change to offer services and solutions tailored to the current and future needs of our 103 million customers.

We are an active, long-term, global, multi-asset investor focused on enabling more people to harness the power of investing to meet their financial goals. By combining investment insight and innovation with robust risk management we have become one of the largest asset managers in Europe, managing €746bn in assets as of the end of 2017. We employ about 2,400 people around the world and operate out of 21 countries.

 



We are proud to foster a high-performance culture, which means that we seek to recruit and retain people who are not only technically-skilled but also globally-minded, innovative and able to leverage their unique perspectives and life experiences to support our success as a company.